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Senior Investment Compliance Analyst

Various Locations, Various Locations
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Job Overview

Salary £45k - £68k (AI est.)
Location Various Locations, Various Locations
Type Full-time

Skills & Requirements

85%

Project

Essential skill for this role
85% Required
77%

Portfolio Management

Essential skill for this role
77% Required
69%

Asset Management

Essential skill for this role
69% Required
61%

Investment Management

Essential skill for this role
61% Required
Project
Portfolio Management
Asset Management
Investment Management
Operational Risk

Qualifications & Education

Experience Required

0-2

About the Role

Senior Investment Compliance Analyst

Curated brief to help you tailor your application.

Role Overview

Start by showing recruiters you understand the team's mission and environment.

A thriving investment management house is looking to recruit a Senior Investment Compliance Analyst to join their London office.

The Senior Investment Compliance Analyst will take responsibility for the following duties:

Responsible for implementing and reviewing investment compliance rules and regulations.
Oversee daily monitoring of pre and post trade compliance.
Manage investment operational risk issues.
Initiate enhancements to improve compliance framework efficiency.

The Senior Investment Compliance Analyst will meet the following skillset:

Skills Snapshot

Double down on these tools and frameworks in your application.

  • Project
  • Portfolio Management
  • Asset Management
  • Investment Management
  • Operational Risk
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Frequently Asked Questions

A Senior Investment Compliance Analyst is responsible for key financial functions including analysis, reporting, and strategic planning. This level position requires expertise in sector dynamics and involves working with cross-functional teams to drive business growth and financial performance.
This Senior Investment Compliance Analyst role typically requires a degree in Finance, Accounting, Economics, or related field. Candidates should have relevant experience in sector, strong analytical skills, proficiency in financial modeling, and excellent communication abilities. Professional qualifications such as CFA, ACCA, or ACA are often preferred.
Career progression from a Senior Investment Compliance Analyst role can lead to senior finance positions such as Finance Manager, Finance Director, or CFO roles. The sector offers diverse opportunities for professional development, including specialized areas like investment banking, corporate finance, or financial planning and analysis.
To apply for this Senior Investment Compliance Analyst position, click the 'Send CV' button above to submit your application directly to the hiring manager. Ensure your CV highlights relevant experience and financial expertise. Our recruitment consultants will review your application and contact you within 24-48 hours if your profile matches the requirements.